With the Sarbanes-Oxley Act requiring that all Section 16 insider-trading transactions be reported to the Securities and Exchange Commission (SEC) in electronic format and within two business days, SWS Group Inc., like many companies, struggled with how to comply with the new law quickly and cost effectively.
Quest for Automated Corporate Governance Tool Leads to hCue
With the Sarbanes-Oxley Act requiring that all Section 16 insider-trading transactions be reported to the Securities and Exchange Commission (SEC) in electronic format and within two business days, SWS Group Inc., like many companies, struggled with how to comply with the new law quickly and cost effectively.
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