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DOJ Pressure to Cut Loose Employees Under Investigation

By Richard M. Cooper
October 30, 2006

Two months ago, the American Bar Association House of Delegates adopted a 'recommendation' stating opposition to prosecutors' and other enforcement officials' taking into consideration 'any of the following factors in making a determination of whether an organization has been cooperative in the context of a government investigation: 1) that the organization provided counsel to, or advanced, reimbursed or indemnified the legal fees and expenses of, an Employee; 2) that the organization entered into or continues to operate under a joint defense, information sharing and common interest agreement with an Employee or other represented party with whom the organization believes it has a common interest in defending against the investigation; 3) that the organization shared its records or other historical information relating to the matter under investigation with an Employee; or 4) that the organization chose to retain or otherwise declined to sanction an Employee who exercised his or her Fifth Amendment right against self-incrimination in response to a government request for an interview, testimony, or other information.' The resolution is available at www.abanet.org/leadership/2006/annual/dailyjournal/threehundredtwob.doc.

The recommendation is accompanied by a 'report' presenting reasons in support of the recommendation. Most of the reasons are couched in terms of the rights and legitimate interests of organizations and their employees. This article provides additional discussion of the four factors.

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