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Attorney-Client Privilege in Congressional Investigations

BY Steven R. Ross
December 19, 2008

For a litigator accustomed to practicing in court, representing a client in a Congressional investigation presents unique challenges, as the rules, procedures, processes, and customs differ vastly. One area of stark difference is the status and treatment of attorney-client privilege. Over the years, much has been said about whether the privilege does or does not apply in a Congressional investigation. The practical reality lies somewhere in between. While Congressional committees generally adopt the view that the privilege is not applicable as a matter of right, most view it as within their discretion to sustain an assertion under certain circumstances. Counsel must nimbly navigate the pitfalls to ensure that the privilege is properly asserted, that it is not waived or compromised in any fashion, and that the client is not prejudiced in actual or potential parallel proceedings.

Claims of Privilege

In practice, Congressional committees do, to varying degrees, regularly respect validly asserted claims of privilege by not insisting on production of information that would improperly intrude on the confidential nature of the attorney-client relationship. This is because most members of Congress and their staffs, many of whom are lawyers themselves, recognize that many of the basic societal values underlying common-law attorney-client privilege apply as forcefully in the Congressional setting. The attorney-client privilege promotes the public interest in the observance of law by encouraging full and frank communications between attorneys and their clients. Though some assert that the privilege should never apply because a Congressional investigation is not an adversarial proceeding, this view is far too narrow. For example, a lawyer might counsel a witness appearing before Congress on the witness's Fifth Amendment rights, and counsel's advice should be informed by full and frank communication with the client. Any discussions or communications between attorney and client related to the Congressional investigation itself should be, and are, viewed as falling into a different category of privilege ' one on unquestionably firm ground ' than the assertions of the privilege discussed below. It is simply not Congressional practice to request information or documents related to counsel's representation of the client in the Congressional investigation itself.

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