Corporate Counsel take note: on Nov. 3, the Securities and Exchange Commission (the 'SEC') published proposed Regulation 21F (the 'Proposed Rules'), establishing a program designed to reward individuals who provide the SEC with information leading to successful enforcement actions.
<b>BREAKING NEWS:</b> SEC Proposed Rule 21F-13: A Hidden Whistleblower Tax?
Corporate Counsel take note: on Nov. 3, the SEC published proposed Regulation 21F, establishing a program designed to reward individuals who provide the SEC with information leading to successful enforcement actions. The proposal was mandated by Dodd-Frank and sets out procedures under which whistleblowers could qualify for significant monetary awards by providing information to the SEC regarding violations of the federal securities laws.
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Christine A. Edwards, Edward J. Johnsen And Jerry LoeserThis premium content is locked for LawJournalNewsletters subscribers only
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