The Extraterritorial Application of the Dodd-Frank Whistleblower Provisions

This article focuses on the potential for extraterritorial application of the expanded Sarbanes-Oxley provisions and the new SEC whistleblower cause of action.

25 minute read July 25, 2011 at 02:41 PM

Jason C. Schwartz, Thomas M. Johnson, JR., And Amanda Penabad

The Extraterritorial Application of the Dodd-Frank Whistleblower Provisions

The Dodd-Frank Wall Street Reform and Consumer Protection Act creates new financial incentives for employees who cooperate with or provide information to the Securities and Exchange Commission (SEC) in connection with violations of the securities laws, and also creates a new anti-retaliation cause of action for employees who participate in this program.

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