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NASAA Proposes Four Exemptions for State Registrations

The North American Securities Administrators Association ("NASAA") has proposed four exemptions to state registration and disclosure requirements, representing a welcome effort to standardize exemptions at the state level.

13 minute read July 27, 2011 at 09:48 AM
By
Kevin Adler
NASAA Proposes Four Exemptions for State Registrations

The North American Securities Administrators Association (“NASAA”) has proposed four exemptions to state registration and disclosure requirements, representing a welcome effort to standardize exemptions at the state level. The proposed exemptions were circulated for public review on July 1, and the comment period ended on Aug. 1.

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