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The SEC Whistleblower Incentives Program
he U.S. Securities and Exchange Commission (SEC or the Commission) is implementing a new whistleblower incentives program required by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act). Legal and compliance personnel at public companies, companies making non-public offerings, brokers and dealers, investment advisers, and mutual funds that have not yet familiarized themselves with the whistleblower program should take note: The rules are effective Aug. 12, 2011, and they significantly transform the whistleblower landscape. This article examines how the SEC plans to use the powerful new incentives to draw out would-be whistleblowers, and how it plans to sort through and make use of whistleblower complaints.
The SEC's New 'Securities Whistleblower Incentives Protection' Program
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Why So Many Great Lawyers Stink at Business Development and What Law Firms Are Doing About It
Why is it that those who are best skilled at advocating for others are ill-equipped at advocating for their own skills and what to do about it?
Bankruptcy Sales: Finding a Diamond In the Rough
There is no efficient market for the sale of bankruptcy assets. Inefficient markets yield a transactional drag, potentially dampening the ability of debtors and trustees to maximize value for creditors. This article identifies ways in which investors may more easily discover bankruptcy asset sales.
The DOJ's Corporate Enforcement Policy: One Year Later
The DOJ's Criminal Division issued three declinations since the issuance of the revised CEP a year ago. Review of these cases gives insight into DOJ's implementation of the new policy in practice.
A Lawyer's System for Active Reading
Active reading comprises many daily tasks lawyers engage in, including highlighting, annotating, note taking, comparing and searching texts. It demands more than flipping or turning pages.
Protecting Innovation in the Cyber World from Patent Trolls
With trillions of dollars to keep watch over, the last thing we need is the distraction of costly litigation brought on by patent assertion entities (PAEs or "patent trolls"), companies that don't make any products but instead seek royalties by asserting their patents against those who do make products.