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The First Five Years of the SEC Whistleblower Program
The Dodd-Frank Act directed that bounties be paid to persons bringing evidence of financial wrongdoing to the Securities and Exchange Commission (SEC). Congress hoped that by making corporate insiders and others with knowledge of securities law violations eligible to receive a reward of 10% to 30% of the SEC's recovery (in excess of $1 million), more financial frauds would be unearthed sooner. With well-publicized SEC settlements now routinely tipping into the tens of millions of dollars, the monetary rewards to a successful tipster might be huge. The Dodd-Frank Act called those tipsters “Whistleblowers,” and the SEC's official Whistleblower program opened for business in August 2011.
We mark the approaching fifth anniversary of the Whistleblower program with this two-part retrospective. This month, we take a broad look at how the program intakes tips from Whistleblowers and what the SEC does with them. Next month, we will look more closely at the program's track record in issuing awards.
Background
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Yachts, Jets, Horses & Hooch: Specialized Commercial Leasing Models
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Risks and Ad Fraud Protection In Digital Advertising
The ever-evolving digital marketing landscape, coupled with the industry-wide adoption of programmatic advertising, poses a significant threat to the effectiveness and integrity of digital advertising campaigns. This article explores various risks to digital advertising from pixel stuffing and ad stacking to domain spoofing and bots. It will also explore what should be done to ensure ad fraud protection and improve effectiveness.
Turning Business Development Plans Into Reality
This article offers practical insights and best practices to navigate the path from roadmap to rainmaking, ensuring your business development efforts are not just sporadic bursts of activity, but an integrated part of your daily success.