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Is Your Qualified Plan Prepared for A DOL Investigation?

The letter reads that there will be a visitor from the Department of Labor (DOL) coming to your business in roughly four or five weeks. The reason for the visit: they have determined they want to investigate your retirement plan(s). Whatever the reason, you have some time to prepare. What should you pay attention to in this prep time and what could the results be of an investigation like this?

18 minute read May 02, 2014 at 12:00 AM
By
Charles B. Blanton, Jr.
Is Your Qualified Plan Prepared for A DOL Investigation?

The letter reads that there will be a visitor from the Department of Labor (DOL) coming to your business in roughly four or five weeks. The reason for the visit: they have determined they want to investigate your retirement plan(s).

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