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The Comprehensive Plan Requirement

By Stewart E. Sterk
July 01, 2018

Town Law Section 272-a(11) requires that all town land use regulations be in accordance with a comprehensive plan “adopted pursuant to this section.” Village Law section 7-722(11) includes a virtually identical provision for village land use regulations. Does a local law requiring site plan review satisfy the statutory requirement when a town (or village) has enacted neither a formal comprehensive plan for a zoning ordinance? In Bovee v. Town of Hadley Planning Board, 160 AD3d 1102, decided in April, the Third Department upheld a site plan review statute, once again calling into question whether the statutory requirement of a “comprehensive plan” has any teeth.

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The Bovee Case

The Town of Hadley does not have a zoning ordinance, but it enacted a local law authorizing the town planning board to review site plans for all but a few enumerated land uses. The local law sets the requirements for site plan approval applications, and lists factors the planning board may consider in reviewing an application. Andrew Bovee and his parents own adjacent parcels in the town. Andrew processes, sells, and stores firewood on his property and, in 2008, obtained site plan approval for business activities on condition that he store 7 to 10 cords of firewood on the property. The town subsequently brought enforcement proceedings against Andres, contending that he was storing excessive firewood in a disruptive location. Andrew then sought site plan approval authorizing him to process and store additional firewood, and his parents separately sought site plan approval for delivery of firewood that Andrew would process and sell. After a public hearing, the Planning Board approved the application, but only subject to conditions. Andrew and his parents then brought Article 78 proceedings and declaratory judgment actions challenging the conditional approvals on the ground that the Planning Board lacked the authority to issue them. Supreme Court annulled the determinations, and the town appealed.

The Third Department, in an opinion by Judge Eugene Devine, reversed, dismissed the Article 78 proceeding, and declared that the relevant provision of the town Code was valid. The court concluded that the absence of a zoning ordinance was not an impediment to enactment of a site plan review ordinance because section 274-a of the Town Law allows a town board to authorize site plan review “as part of a zoning ordinance or local law.” (emphasis by the court). The court then held that the site plan review provision satisfied the statutory comprehensive plan requirement because it stated general goals (promoting health safety and welfare and ensuring “maintenance and continued development of the Town”) and provided for advancement of those goals by regulating land use activity “through review and approval of site plans.” Once the court concluded that the site plan provision was itself valid, the court had little trouble sustaining the conditions imposed by the planning board, noting that fencing requirements and limits on firewood storage were responsive to the complaints of neighbors, and were not arbitrary or capricious.

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The Comprehensive Plan Requirement

The significance of the statutory requirement that zoning and other land use regulation be in accordance with a comprehensive plan has long been the subject of controversy, both in New York and elsewhere. In Udell v. Haas, 21 N.Y.2d 463, the Court of Appeals invoked the requirement that zoning be in accordance with a comprehensive plan to invalidate an amendment rezoning property that had long been zoned for business use. In holding that the newly-imposed residential classification was not in accordance with a comprehensive plan, the court emphasized that the plan requirement was designed to protect landowners “from arbitrary restrictions on the use of his property which can result from the pressures which outraged voters can bring to bear on public officials.” The court emphasized that a “key factor” in evaluating whether the comprehensive plan requirement has been met is “whether forethought has been given to the community's land use problems.”

The court in Udell emphasized that the comprehensive plan need not be embodied in any particular document, but must reflect fundamental development policies that “may be garnered from any available source, most especially the master plan of the community, if any has been adopted, the zoning law itself and the zoning map.”

Since Udell, the Town Law and the Village Law have been amended to provide that if the municipality adopts a comprehensive plan, land use policies must be in accordance with the adopted comprehensive plan. Town Law Section 272-a(11); Village Law Section 7-722(11). Courts, however, have not construed those provisions literally, and have upheld zoning ordinances that deviate from an adopted comprehensive plan when the deviation has a rational basis. See, e.g., Infinity Consulting Group, Inc. v. Town of Huntington, 49 A.D.3d 813.

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Site Plan Review Without Zoning?

Jurisprudence on conformity with a comprehensive plan has developed almost exclusively in the context of zoning ordinances. As in Udell, courts have examined the remainder of the zoning ordinance and the zoning map for evidence of local zoning policies. The Town of Hadley's approach, however, appears to be precisely the approach the comprehensive plan requirement was designed to avoid: conferral of virtually complete discretion on local officials, unguided by any general scheme of development. The town's local law did not provide any guidance to landowners or prospective purchasers about what uses might be permitted on any parcel of land, or even about what development objectives the town was generally trying to achieve. The only goals the town code included were so general that any municipality would subscribe to them; they were not specific to any conditions obtaining within the Town of Hadley. If the Third Department's approach in the Bovee case were to obtain more general adherence, any municipality could avoid the comprehensive plan requirement by abandoning zoning in favor of a purely discretionary scheme of site plan review. That would surely undermine the effectiveness of the plan requirement as a safeguard against arbitrariness.

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Stewart E. Sterk, Mack Professor of Law at Benjamin Cardozo School of Law, is the Editor-in-Chief of New York Real Estate Law Reporter.

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