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Motivating Attorneys to Establish Firm Objectives

By Joel A. Rose
August 01, 2017

Last month, we discussed the fact that the two major challenges now facing lawyer management in many mid-size firms are: 1) how to motivate the non-entrepreneurial attorneys to achieve and to perform; and 2) how to retain the “over-achiever” attorneys so they will remain with the firm. We conclude this discussion herein.

Peer Evaluation

The peer evaluation process is another method of motivating attorneys that may have some beneficial results since the opportunity for recognition and praise are of intrinsic value in reinforcing individual performance and accomplishment. However, the procedure may backfire if the occasion is viewed by some as an opportunity to criticize or complain about their fellow attorneys. For many firms, the annual performance review is a standard feature and may be a component in spurring achievement as long as the individual doing the evaluating is thoroughly familiar with the attorney's performance.

While this requirement is basic to the process, there are situations where the evaluating partner has had very little interaction with the attorney being evaluated, but completes the forms because that is what is expected. The cursory review will preempt any meaningful benefit for the attorney being evaluated and, more often than not, begin to be viewed as a “necessary evil,” thus diminishing its potential as a motivational device.

The money issue is another device that may be counterproductive. When the firm's compensation system is structured in such a manner that salary or draw is cast as a reward or penalty, the results will not always be favorable. While money may be a very important factor in prompting performance, it cannot be viewed as an end in itself. It is a component in establishing success, but not necessarily the only critical factor in driving the attorney to succeed.

From one perspective, virtually any aspect of management may be seen as an opportunity to wield a “motivational” tool. As has been stated previously, this attitude may not always prove effective. The over-involvement by lawyer management in most of the substantive and administrative activities of the firm will eventually demoralize the attorneys. The result will be factions that will engage in endless power plays and politicking instead of building firm unity and encouraging teamwork. The operative method is one that entails recognition, evaluation, setting of priorities and articulation of the firm's values in a day-by-day and layer-by-layer manner that acknowledges the attorney's presence and input as vital components in the process.

Self Motivation

Typically, in the law firm environment, the under- and overachievers are immediately obvious. They will emerge to stand out from the pack without much ceremony or interference from management. The vast majority of lawyers, if treated with respect and consideration, will perform effectively, sometimes extraordinarily, when given the opportunity to do so. More often than not, the key is self-motivation, and this is what will work when enhanced and supported by the firm. The environment that stimulates motivation will support the lawyer's professional expectations. The freedom and flexibility to perform, both administratively and professionally, will assure positive results.

There is a higher correlation between the talent and ability of attorneys and the success of the firm than there is between administration and the success of the firm. The overly-administered firm will produce an admirable organization chart, but little else of measurable value. Self-motivation is the most significant component of a lawyer's contribution to the success of the firm. Lawyer management's primary function is to limit any interference with the self-motivated potential, and step in only when the problem of over-aggressiveness might crop up, maintaining an awareness that at times it may be more important to temper, rather than stimulate, motivation. The firm may encourage self-motivation by identifying work-generated gratification while compensating lawyers in relation to their total contribution, cash flow and client base permitting. Lawyer management can create an environment that leads to firm identification and allegiance by cultivating and enabling the attorney's active participation through involvement, input, responsibility, communication and professional growth.

The firm may encourage the attorney to provide some assessment of his or her projected contribution to the firm in terms of billings, client development, outside activities, public relations, and the like in an effort to establish a common meeting ground and basis for action. This can be done in combination with an annual performance review where the attorney can measure his or her own performance against the firm's assessment. The lawyers' self-motivation will be positive to the extent that their personal, professional and economic goals are similar to the firm's objectives. The attorneys will perform if they believe that they will improve themselves personally, professionally and economically by improving the firm. The lawyers must feel that they have a role in determining the firm's current and long-term goals and culture. Once management succeeds in establishing that there is a common work ethic and shared values among the partners and associates, the way would seem clear to meet the challenge of succeeding and obtaining the rewards.

Firm Support

The firm must make every effort to support the partners by recruiting and retaining the appropriate caliber and number of associates through adequate training, evaluation and career development programs. For example, work assignments should be clearly delineated with adequate opportunity for developing specialties within particular practice areas. The administrative staff function should be supportive of the attorneys' needs and requirements, assuring the quality and availability of high level support personnel, equipment and facilities.

Compensation

Compensation is admittedly an important element in motivating lawyers, and should serve as a management tool to acknowledge and reinforce a lawyer's total contribution to the firm. It is important that the compensation system be fully understood and agreed to by the attorneys. The attorneys should have some say in the determination of criteria. They must feel that they are being paid what they are worth. However, any over-emphasis on personal performance will stimulate negative motivation and may be counterproductive. As indicated previously, dollars should not be a lawyer's only goal. Higher individual compensation as the primary reward for performance will reinforce the “me” rather than the “we” attitude, and can disassociate a lawyer's personal and professional goals from those of the firm.

Delegation of Authority

To assist in developing the attorney's professional acumen, the firm should consider delegating more authority on client matters, as early on in a lawyers' career as he or she is capable of assuming responsibility. This will enable the attorney to gain the skills and experience that are required for the successful lawyer. Ongoing training and professional growth made part of the firm's ethic will result in the development of objective tools of the profession and business origination techniques.

The use of in-house and professional outside CLE programs will support these activities. For example, the CLE and bar activities could be related to the firm's or department's long-range plans whereby the attorney benefits by enhancing his or her skills, and the firm acquires an individual with exposure to a certain specialty practice area.

Non-Billable Activities

The firm should establish policies regarding non-billable activity, such as pro bono, business development and client relations, and firm administration. Participation in civic, public service and related activities should be fully encouraged both to enhance the firm's image and the reputation of the lawyer. The time and effort required for matters involving firm administration, such as supervision of other attorneys and paralegals, should also be recognized and supported by setting aside the requisite number of hours to enable attorneys to perform these activities without jeopardizing their ability to meet the firm's billable hours requirement.

Participation in Management

To enhance the administrative aspect of firm life for the attorneys, the firm should enable them to become involved in various committees, such as administrative, financial, recruitment, etc. Participation in the review and drafting of the firm manual, planning for automation requirements, development of firm policies that may concern such things as maternity leave, senior attorneys, part-time employment, partnership track, etc., and discussing office assignments or staff issues which have a critical impact on the day-to-day existence of all attorneys will serve a dual purpose. While keeping the attorneys informed about the events and planning regarding firm policies and procedures, their input to the process will give them an opportunity to have a voice in firm operations and enable them to feel that they are a crucial part of the organization and essential to its proper functioning.

Firm Culture

Another vital motivating factor is firm culture. While the attorneys play a decidedly important role in determining the firm's overall atmosphere and general morale, management must do its share and make every effort to cultivate an environment that bespeaks openness and willingness to communicate while showing care and concern for the individual. The quality of life at the firm should reflect a humanistic and sensitive approach to the individual's needs with more than a nodding recognition of the importance of family life to some attorneys. Within reason, idiosyncrasies or modes of self-expression such as dress, hours, lifestyle, etc., should be a readily available avenue of expression for the attorney. A willingness on management's part to concede strict adherence to a rule requiring everyone to be in their offices at 8:30 a.m. will go a long way to encouraging the individual who works better later in the day to meet the firm's expectations. A congenial and pleasant atmosphere will result in a better place to work and better performance.

Firm Management

The importance of firm management's collective attitude toward attorneys as a motivational tool cannot be minimized. An attitude on the part of management that recognizes the individual attorney's effectiveness can be insurmountable as a mode of assuring excellence. A well-timed “great job” for good performance can be more of a motivational tool than a “kick in the butt” if something goes wrong. Mistakes are an essential part of the learning process and useful in developing the skills that will enable the attorney to do it better the next time.

However, when a mistake on the attorney's part becomes the occasion for management to exercise its hierarchical prerogative, the energy will be woefully misspent and largely misdirected. The attorney is more than likely fully aware of the error, and the proper remedial action is to focus on how to obtain a successful result in the future. The attorney's need to prove his or her ability will assure a better result the next time. The point being that it is advantageous to both the firm and the attorney to ensure the occasion for a next time, and avoid impediments to future successes.

Strategic Planning

In enabling the attorney's daily achievements, the firm must always balance today's effort against the requirements of the future. While keeping to the firm's long-range goals and plans, management must address the attorney's need for long-term security with adequate retirement plans and investment opportunities. In addition, the proper and orderly transfer of clients and reasonable longevity rewards will cultivate the attorney's sense of security and encourage institutional loyalty rather than an individual proprietary attitude.

Conclusion

It must be finally established that while individual attorneys have free rein to excel, collectively they are keepers of the firm's future. The firm will grow insofar as it permits the attorneys to perform for their individual benefit and the firm's. Law firm management's function is to provide an environment in which the synergy between the lawyers and the firm encourages that to happen.

***** Joel A. Rose is President of Joel A. Rose & Associates, Inc., a firm of management consultants based in Cherry Hill, NJ. He may be contacted at 856-427-0050 or [email protected].

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